PIMFA Consultation Responses

PIMFA responds on behalf of our membership to numerous key issues within our industry. We do this via vital feedback and discussion with member firms via our committees, working parties and industry forums.

From this member feedback PIMFA create responses to consultation documents and discussion papers issued by bodies such as the UK’s regulator, the Financial Conduct Authority (FCA), Government departments and many European and International bodies.

The scope of regulation is increasing all the time and one of PIMFA’s key objectives is to ensure this regulation is proportionate and fair, bringing real benefits to the investment management and financial advice community and their clients.

Past consultation responses from WMA and APFA can be accessed via their respective archives.

PIMFA response to Accelerated Settlement Taskforce, Technical Group Draft Recommendations Report & ConsultationOctoberHM TreasuryHMT

PIMFA’s submission to Call for Input (CfI): Review of requirements following the introduction of the Consumer DutyOctoberUK RegulationFCA

PIMFA’s submission to GC24/4: Proposed amendments to Guidance on the treatment of politically exposed personsOctoberUK Regulation

PIMFA’s submission to the House of Lords Financial Services Regulation Committee (FSRC) on the FCA’s proposals in consultation paper CP24/2: Our Enforcement Guide and publicising enforcement investigations – a new approachOctoberUK Regulation

PIMFA response to Charging Claims Management Companies and other professional representativesJulyUK RegulationFOS

PIMFA response to FCA CP24- 9: Financial Crime Guide updatesJanuaryFCAUK RegulationFCA

PIMFA’s response to FCA; CP 24/8: Extending Sustainability Disclosure Requirements (SDR) regime to Portfolio ManagementJuneFCAUK Regulation

PIMFA response to HMT Consultation on Improving the effectiveness of the ML RegulationsJuneHM TreasuryUK RegulationHMT

PIMFA Response to FCA CP24-7: Payment Optionality for Investment ResearchJuneHM TreasuryUK RegulationFCA