PIMFA Consultation Responses – Page 8 – PIMFA – Building Personal Financial Futures

PIMFA response to FCA CP21/9; Changes to UK MiFID’s conduct and organisational requirementsJuneFCAUK Regulation

PIMFA’s response to CP21/7; A new UK Prudential regime for MIFID investment firmsJuneFCAUK Regulation

PIMFA’s response to CP21/8 FCA regulated fees and levies: rates proposals 2021/22MayFCAUK Regulation

PIMFA consultation response on restricting CMC charges for financial products and services claimsAprilFCAUK Regulation

PIMFA’s response to FCA; Quarterly Consultation CP 21/5AprilFCAUK Regulation

PIMFA’s response to HMT; Consultation on Implementation of Investment Firm Prudential Regime Basel 3 standardsMarchHM TreasuryUK Regulation

PIMFA’s response to HM Treasury; Future Regulatory Framework ReviewFebruaryHM TreasuryUK Regulation

PIMFA’s response to FCA;CP20/24 A new UK Prudential Regime for MIFID investment firmsFebruaryFCAUK Regulation

PIMFA’s response to CP20/24 – A new UK Prudential regime for MIFID investment firmsFebruaryFCAUK Regulation