PIMFA
FCA
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PIMFA’s response to FCA PS23/7; Broadening retail access to the long-term asset fundAugustFCAUK RegulationFCA
PIMFA response to FCA PRA DP23/3: Review of the Senior Managers and Certification RegimeMayFCAUK RegulationFCA
PIMFA response to CP22/24 Broadening access to financial advice for mainstream investmentsFebruaryFCAUK RegulationFCA
PIMFA’s response to FCA CP 22/20: Sustainability Disclosure Requirements (SDR) and investment labelsJanuaryFCAUK RegulationFCA
PIMFA’s response to FCA; CP22/14: Broadening retail access to the long-term asset fundOctoberFCAUK Regulation
PIMFA response to A New Consumer Duty – Feedback to CP21/3 and further consultationFebruaryFCAUK Regulation
PIMFA’s response to FCA;CP20/24 A new UK Prudential Regime for MIFID investment firmsFebruaryFCAUK Regulation
PIMFA’s response to CP20/24 – A new UK Prudential regime for MIFID investment firmsFebruaryFCAUK Regulation
PIMFA’s response to FCA CP20/22; Regulatory Fees and Levies: policy proposals for 2021/2022JanuaryFCAUK Regulation
PIMFA’s response to FCA: Call for Input on the Consumer Investment MarketDecemberFCAUK RegulationFCA
PIMFA response to FCA CP20/15; Liquidity mismatch in authorised open-ended property fundsNovemberFCAUK Regulation
PIMFA’s response to FCA DP20/2: A new UK Prudential regime for MIFID investment firmsSeptemberFCAUK RegulationFCA
PIMFA’s response to CP19/20 FCA ‘Our Framework – Assessing Adequate Financial Resources’SeptemberFCAUK Regulation
PIMFA’s response to FCA DP18/8: Climate Change and Green Finance Discussion PaperJanuaryFCAUK Regulation
PIMFA’s Response to FCA: Call for Input: PRIIPs Regulation – addendum to the PIMFA ResponseOctoberFCAUK Regulation
PIMFA’s response to FCA: MS17/1.2 : Investment Platforms Market Study – Interim ReportSeptemberFCAUK Regulation
PIMFA response to Retirement Outcomes Review: Proposed changes to our rules and guidanceSeptemberFCAUK Regulation
PIMFA response to CP 17 40 Transitioning FCA firms and individuals to the SMCRFebruaryFCAUK Regulation
GC17-21 Proposal to Create New Listing Category for Sovereign Controlled CompaniesOctoberFCAUK RegulationEU regulation
CP17-18 Implementing Asset Management Market Study Remedies & Handbook Chapter 4SeptemberFCAUK Regulation
CP17-5 – Reforming the Availability of Information in the UK Equity IPO ProcessJuneFCAOperations and Tax
GC17-2 Treatment of Politically Exposed Persons under Money Laundering, Terrorist Financing & Transfer of Funds RegulationsAprilFCAUK RegulationEU regulation
PIMFA’s response to FCA PS23/7; Broadening retail access to the long-term asset fundAugustFCAUK RegulationFCA
PIMFA response to FCA PRA DP23/3: Review of the Senior Managers and Certification RegimeMayFCAUK RegulationFCA
PIMFA response to CP22/24 Broadening access to financial advice for mainstream investmentsFebruaryFCAUK RegulationFCA
PIMFA’s response to FCA CP 22/20: Sustainability Disclosure Requirements (SDR) and investment labelsJanuaryFCAUK RegulationFCA
PIMFA’s response to FCA; CP22/14: Broadening retail access to the long-term asset fundOctoberFCAUK Regulation
PIMFA response to A New Consumer Duty – Feedback to CP21/3 and further consultationFebruaryFCAUK Regulation
PIMFA’s response to FCA;CP20/24 A new UK Prudential Regime for MIFID investment firmsFebruaryFCAUK Regulation
PIMFA’s response to CP20/24 – A new UK Prudential regime for MIFID investment firmsFebruaryFCAUK Regulation
PIMFA’s response to FCA CP20/22; Regulatory Fees and Levies: policy proposals for 2021/2022JanuaryFCAUK Regulation
PIMFA’s response to FCA: Call for Input on the Consumer Investment MarketDecemberFCAUK RegulationFCA
PIMFA response to FCA CP20/15; Liquidity mismatch in authorised open-ended property fundsNovemberFCAUK Regulation
PIMFA’s response to FCA DP20/2: A new UK Prudential regime for MIFID investment firmsSeptemberFCAUK RegulationFCA
PIMFA’s response to CP19/20 FCA ‘Our Framework – Assessing Adequate Financial Resources’SeptemberFCAUK Regulation
PIMFA’s response to FCA DP18/8: Climate Change and Green Finance Discussion PaperJanuaryFCAUK Regulation
PIMFA’s Response to FCA: Call for Input: PRIIPs Regulation – addendum to the PIMFA ResponseOctoberFCAUK Regulation
PIMFA’s response to FCA: MS17/1.2 : Investment Platforms Market Study – Interim ReportSeptemberFCAUK Regulation
PIMFA response to Retirement Outcomes Review: Proposed changes to our rules and guidanceSeptemberFCAUK Regulation
PIMFA response to CP 17 40 Transitioning FCA firms and individuals to the SMCRFebruaryFCAUK Regulation
GC17-21 Proposal to Create New Listing Category for Sovereign Controlled CompaniesOctoberFCAUK RegulationEU regulation
CP17-18 Implementing Asset Management Market Study Remedies & Handbook Chapter 4SeptemberFCAUK Regulation
CP17-5 – Reforming the Availability of Information in the UK Equity IPO ProcessJuneFCAOperations and Tax
GC17-2 Treatment of Politically Exposed Persons under Money Laundering, Terrorist Financing & Transfer of Funds RegulationsAprilFCAUK RegulationEU regulation
