2023 Consultation Responses – PIMFA – Building Personal Financial Futures

2023 Consultation Responses

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PIMFA’s submission to the House of Lords Financial Services Regulation Committee (FSRC) on the FCA’s proposals in consultation paper CP24/2: Our Enforcement Guide and publicising enforcement investigations – a new approachOctoberUK Regulation

PIMFA response to the FCA Consultation Paper 23/20: Diversity and inclusion in the financial sector – working together to drive changeJanuaryFCAFCA

PIMFA written evidence to Home Affairs Committee Inquiry into FraudOctoberUK RegulationFinancial Crime

PIMFA’s response to HM Treasury Consultation on Reform of the AML/CTF Supervisory RegimeSeptemberHM TreasuryUK RegulationHMT

PIMFA Response to HM Treasury; Ban on Cold Calling for Consumer Financial Services and Products – Consultation and Call for EvidenceSeptemberHM TreasuryUK RegulationHMT

PIMFA response to HMT Digitisation Taskforce Interim ReportSeptemberHM TreasuryHMT

PIMFA Response to FCA’s Rules Review FrameworkSeptemberFCAUK Regulation

PIMFA’s response to FCA PS23/7; Broadening retail access to the long-term asset fundAugustFCAUK RegulationFCA

PIMFA response to Financial Services Regulation – Measuring Success – Call for ProposalsJanuaryHM TreasuryUK RegulationHMT

PIMFA response to HMT consultation on regulating ESG ratings providersJulyHM TreasuryHMT

PIMFA response to HM Revenue & Customs consultation: ‘Stamp Taxes on Shares modernisation’JuneHMRCUK Regulation

PIMFA response to Department of Science, Innovation and Technology (DSIT) and Office for Artificial Intelligence (OAI) policy paper ‘A pro-innovation approach to AI regulation’JuneUK Regulation

PIMFA Response to HMT UK Investment Research Review: Call for EvidenceJuneHM TreasuryUK RegulationHMT

PIMFA response to HMT Senior Managers & Certification Regime: Call for EvidenceMayHM TreasuryUK RegulationHMT

PIMFA Reponse to HM Treasury: Call for Evidence – UK Investment Research ReviewAprilHM TreasuryHMT

PIMFA Response to HM Treasury: PRIIPs and UK Retail DisclosureMarchUK RegulationHMT

PIMFA response to CP22/24 Broadening access to financial advice for mainstream investmentsFebruaryFCAUK RegulationFCA

PIMFA response to FCA CP21/36: A New Consumer DutyFebruaryFCA

PIMFA response to HMT Consultation VAT treatment of Fund Management 020223FebruaryHM TreasuryUK RegulationHMT

PIMFA’s response to FCA CP 22/20: Sustainability Disclosure Requirements (SDR) and investment labelsJanuaryFCAUK RegulationFCA

PIMFA’s response to FCA CP22/20:SDR and investment labelsJanuaryFCAUK RegulationFCA