PIMFA Discussion Paper Responses

PIMFA responds on behalf of our membership to numerous key issues within our industry. We do this via vital feedback and discussion with member firms via our committees, working parties and industry forums.

From this member feedback PIMFA create responses to consultation documents and discussion papers issued by bodies such as the UK’s regulator, the Financial Conduct Authority (FCA), Government departments and many European and International bodies.

DP23/5 Advice Guidance Boundary Review – proposals for closing the advice gapJanuary

PIMFA response to FCA PRA DP23/3: Review of the Senior Managers and Certification RegimeMayFCAUK RegulationFCA

PIMFA Response to FCA DP23/2: Updating and improving the UK regime for asset managementMayFCAFCA

PIMFA response to FCA DP23/1 Finance for positive sustainable change: governance, incentives and competence in regulated firmsMayFCAFCA

PIMFA Response to FCA DP22/6: Future Disclosure FrameworkMarchUK RegulationFCA

PIMFA response to Bank of England Discussion Paper 5/22: ‘Artificial Intelligence and Machine Learning’ – FCA DP22/4: ‘Artificial Intelligence’FebruaryFCAUK RegulationFCA

DP22/2: Primary Markets Effectiveness Review: Feedback to the discussion of the purpose of the listing regime and further discussion’JulyUK Regulation

PIMFA’s response to FCA; DP 21/4: Sustainability Disclosure Requirements (SDR) and investment labelsJanuaryFCAUK Regulation

PIMFA’s response to the joint FCA, PRA and the Bank of England; DP 21/2 Diversity and Inclusion in the Financial Sector – Working Together to Drive ChangeOctoberFCAHM TreasuryUK Regulation