Year – PIMFA – Building Personal Financial Futures

Year

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DP23/5 Advice Guidance Boundary Review – proposals for closing the advice gapJanuary

PIMFA response to FCA PRA DP23/3: Review of the Senior Managers and Certification RegimeMayFCAUK RegulationFCA

PIMFA Response to FCA DP23/2: Updating and improving the UK regime for asset managementMayFCAFCA

PIMFA response to FCA DP23/1 Finance for positive sustainable change: governance, incentives and competence in regulated firmsMayFCAFCA

PIMFA response to Bank of England Discussion Paper 5/22: ‘Artificial Intelligence and Machine Learning’ – FCA DP22/4: ‘Artificial Intelligence’FebruaryFCAUK RegulationFCA

DP22/2: Primary Markets Effectiveness Review: Feedback to the discussion of the purpose of the listing regime and further discussion’JulyUK Regulation

PIMFA’s response to FCA; DP 21/4: Sustainability Disclosure Requirements (SDR) and investment labelsJanuaryFCAUK Regulation

PIMFA’s response to the joint FCA, PRA and the Bank of England; DP 21/2 Diversity and Inclusion in the Financial Sector – Working Together to Drive ChangeOctoberFCAHM TreasuryUK Regulation

PIMFA’s response to FCA DP20/2: A new UK Prudential regime for MIFID investment firmsSeptemberFCAUK RegulationFCA

PIMFA’s response to: DP19/1 Building A Regulatory Framework For Effective StewardshipAprilUK RegulationFCA

PIMFA’s response to FCA DP18/8: Climate Change and Green Finance Discussion PaperJanuaryFCAUK Regulation

PIMFA’s response to FCA DP18/5:Discussion Paper on a Duty of Care and potential alternative approachesNovemberFCAUK Regulation