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There are lots of regulatory publications to keep on top of. Enforcement notices and Dear CEO letters often contain rich insight into the thoughts and priorities of Regulators. At a minimum, they require consideration and assessment as to what they mean for you. Indeed, it is common in Final Notices for reference to made to previous regulatory soundings, that meant the firm should have been on notice to the particular concerns. And so, these publications almost become pseudo-rules in their own right. However, with the volume and length of these documents, demonstrating your reasonable steps is not easy.
In this FREE 60-minute webinar, the team at Avyse Partners cut through the noise, highlighting for you the essential regulatory requirements, themes and messages you might have missed from recent announcements.
This webinar will:
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- Make sense of recent FCA Enforcement notices and Dear CEO letters
- Extract for you the most salient points from the regulator’s most recent documents & speeches
- Make your life easier by tackling forthcoming regulatory headwinds using Avyse FREE gap analyse tool
- Support you avoid committing the same regulatory breaches and failings as your peers
