PIMFA
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Preparing and planning for your next CASS audit is a complex, costly and a time-consuming process. There’s no magic bullet to solve this annual challenge, but measurable progress can be made to strengthen your framework and controls.
In this FREE 60-minute webinar we put three CASS experts under the spotlight to share their key strategies and approaches your firm can take in 2024 to ensure readiness for your next CASS audit.
Key discussion topics panellists debate include:
1. How your firm can complete a CASS audit in less time
2. Why CASS audit fees are rising and what you can do about it
3. The increasing role and importance of technology in your approach to CASS
4. What’s the upside of conducting a CASS health check
More about Katharine Leaman
Katharine is a regulatory compliance consultant within Leaman Crellin Limited with a background in both professional practice and the financial services industry. With over thirty years of experience in regulatory risk and governance within the banking, insurance, and distribution, financial services industries, including the FCA. She is a highly experienced compliance expert with an executive leadership background experienced in running compliance functions in banks and dealing with FCA requests and supporting banks in remediating issues identified by the regulators.
More about Priscilla Gaudoin
Priscilla is a certified compliance professional specialising in governance, risk management and compliance. With a career spanning 25+ years, she has previously worked as a consultant providing regulatory advice to firms from various FS sectors. She has also held senior management roles as the Chief Compliance Officer and MLRO.
Priscilla has significant experience in designing and implementing compliance processes and controls as well as risk management frameworks. She is a Fellow of the International Compliance Association and a member of the Chartered Institute of Securities and Investments.
More about Chloe Arnold-Martin
A dynamic and meticulous ACA Chartered Accountant with a proven track record in financial services. Chloe’s dedication to achieving exceptional results is driven by a tenacious work ethic and comprehensive industry knowledge acquired over years of hands-on experience. Chloe is a strong team player, adept at fostering collaborative environments to push for collective success. Chloe actively seeks roles where she can leverage her skills to drive performance and contribute to organisational success.
Chloe has a strong academic background in Accounting and Business with a bachelor’s degree from Reading University and a certificate in organisational leadership from Harvard Business School. She has also gained valuable experience and insights from various roles at PwC, working and learning from immensely talented individuals. Chloe’s core competencies include leadership, analytical review, strategic decision making and communication.
