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Past Events › Live Learning

LearningLive LearningTraining Courses
PIMFA Live Online Learning: Market Abuse 2022 refresher for Wealth Firms
The FCA expects all firms to have a deep understanding of their market abuse risk, and build control frameworks that…
15th March 2022 09:30FIND OUT MORE
LearningLive Learning
PIMFA Webinar: Authentic Leadership Programme 4 ‘Find out more’ 2022 Session 2
We would like to invite you to discover more about PIMFA’s  ‘Authentic Leadership: How to Thrive as a Female Leader…
20th October 2022 11:45FIND OUT MORE
LearningLive Learning
PIMFA Live Online Learning: Consumer Duty: Your Implementation plan check and guide-Session 2
Your first deadline for Consumer Duty is fast approaching, and with 56% of regulated firms admitting that they have no…
21st October 2022 09:30FIND OUT MORE
LearningLive Learning
PIMFA Live Online Training: Outsourcing, Third-Party Risk and Resilience- How Wealth Management firms can minimise risk
Wealth Managers are increasingly reliant on third-party suppliers to deliver business critical services and innovative products to their clients. There’s…
26th October 2022 09:30FIND OUT MORE
LearningLive Learning
PIMFA Live Online Learning- Transaction Reporting Nov 2022
A third of firms are getting transaction reporting wrong It has been over four years since MiFID II regulations were…
6th December 2022 09:30FIND OUT MORE
LearningLive LearningTraining Courses
PIMFA Live Online Learning: Market Abuse – are you doing enough?
The FCA is turning up the heat on Market Abuse. In December 2022, the FCA fined three broker firms £4,775,200…
15th March 2023 09:30FIND OUT MORE
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