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PIMFA Live Online Learning: Wealth Advisors Preparing for Changing Times Adding Value to Existing Regulated Suitability Approaches to Impact/ESG Investing
The trend towards impact/ESG investment is placing suitability issues at the heart of advisor/client conversations. This means moving beyond current…
30th November 2021 09:30FIND OUT MORE
LearningLive LearningTraining Courses
PIMFA Live Online Training: Understanding CASS: how to spot CASS risks to your business
CASS is an ongoing area of interest for the FCA and we continue to see reminders that firms must regularly…
25th January 2022 12:30FIND OUT MORE
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PIMFA Live Online Training: Complying with your Operational Resilience obligations – A Wealth Management Firms Checklist
Time is running out for PIMFA member firms to comply with The FCA’s new operational resilience regulations that come into…
31st January 2022 09:30FIND OUT MORE
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PIMFA Live Online Learning: Market Abuse 2022 refresher for Wealth Firms
The FCA expects all firms to have a deep understanding of their market abuse risk, and build control frameworks that…
15th March 2022 09:30FIND OUT MORE
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PIMFA Learning: Authentic Leadership: How to thrive as a female leader in wealth and finance 2023
Register your interest now   According to the Financial Conduct Authority, ‘senior jobs are still mostly for the boys’. And,…
19th January 2023 00:00FIND OUT MORE
LearningLive LearningTraining Courses
PIMFA Live Online Learning: Market Abuse – are you doing enough?
The FCA is turning up the heat on Market Abuse. In December 2022, the FCA fined three broker firms £4,775,200…
15th March 2023 09:30FIND OUT MORE
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