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PIMFA Training: What Does Good Training and Competence Practice Look Like in Your Firm Under SM&CR and MiFID II?
The competence of staff has always been high on the Regulator’s agenda and the introduction of the Senior Management and…
3rd March 2020 09:00FIND OUT MORE
LearningTraining Courses
PIMFA: The ESG Academy for Financial Advisers
The PIMFA ESG Academy  for Financial Advisers is a  CPD accredited, self-paced online learning experience free to PIMFA members. The…
15th September 2020 09:00FIND OUT MORE
LearningLive LearningTraining Courses
PIMFA Live Online Learning: CASS Client Money: What you should know in 2020
**Please note tickets for this have sold out**  While the principles embodied within the FCA’s Client Assets (CASS) sourcebook are…
30th September 2020 09:30FIND OUT MORE
LearningLive LearningTraining Courses
PIMFA Live Online Learning: Getting the DB Pensions transfer advice process right.
On Friday 5th June The FCA released policy statement PS20/6 that outlined the banning contingent charging in the pension transfer…
24th November 2020 09:30FIND OUT MORE
LearningLive LearningTraining Courses
PIMFA Live Online Learning: SMCR Conduct Rules Train the Trainer programme
As the regulator expects firms to have role-specific training in place that provides a high degree of confidence that conduct…
10th December 2020 09:30FIND OUT MORE
LearningLive LearningTraining Courses
PIMFA Live Online Learning: Transaction Reporting How your firm can avoid errors, data issues and fines
Tickets for this event are now SOLD OUT. https://vimeo.com/547431466 Market Watch 65, published in September 2020 is the FCA’s third…
13th May 2021 09:30FIND OUT MORE
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