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London
CPD Training Course: SM&CR – What You Should Know and What You Should be Doing Right Now (Core & Enhanced Firms)
Bring a colleague along for free: use code smcrjuly at checkout With less than 6 months to go before SM&CR comes into…
3rd July 2019 10:30FIND OUT MORE
LearningTraining Courses
London
PIMFA Training: MiFIR Transaction Reporting Core Training
The two recent FCA fines for transaction reporting breaches help demonstrate just how important having a sound understanding of the…
14th October 2019 09:00FIND OUT MORE
LearningTraining Courses
London
PIMFA Training: Everything You Need to Deliver SM&CR Conduct Rules Training in Your Firm: Train the Trainer Workshop and Toolkit
Need to deliver Conduct Rules training by the 9th December, but don’t have the time or knowledge to prepare FCA…
16th October 2019 09:00FIND OUT MORE
LearningTraining Courses
London
PIMFA Training: Clear, Fair and Not Misleading: Financial Promotions, What Your Firm Needs To Know
The regulator’s ‘Dear CEO’ letters in January and April 2019 sent to all firms reminded them that the FCA treats…
22nd October 2019 09:00FIND OUT MORE
LearningTraining Courses
London
PIMFA Training: What Does Good Training and Competence Practice Look Like in Your Firm Under SM&CR and MiFID II?
The competence of staff has always been high on the Regulator’s agenda and the introduction of the Senior Management and…
3rd March 2020 09:00FIND OUT MORE
LearningTraining Courses
PIMFA: The ESG Academy for Financial Advisers
The PIMFA ESG Academy  for Financial Advisers is a  CPD accredited, self-paced online learning experience free to PIMFA members. The…
15th September 2020 09:00FIND OUT MORE
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