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PIMFA Webinar: CASS Skilled Person Review: How to Respond, Tackle and Avoid Action
The FCA's Section 166, "Skilled Person Review," is one of the regulator's go-to tools they’re not afraid to use, when…
21st January 2025 11:00FIND OUT MORE
LearningTraining Courses
PIMFA Learning: Customer Vulnerability: Applying and Implementing PIMFA’s guidance in your firm
Customer vulnerability is a complex area that PIMFA member firms must get right. Ultimately, it is about identifying customers with…
28th January 2025 14:00FIND OUT MORE
LearningTraining Courses
PIMFA Learning: Non-Financial Misconduct: Guidance and Toolkit To Avoid Non Compliance
Non-Financial Misconduct (NFM) is now a boardroom issue. Workplace behaviours such as harassment, bullying, discrimination and abuse are, in the…
29th January 2025 10:00FIND OUT MORE
Industry Events
O-IM Three Years Of Solid Performance
O-IM's Investment Team will reflect on their three-year track record, discuss the key drivers behind the performance, and share their…
30th January 2025 10:00FIND OUT MORE
Industry Events
Operational Resilience: Protect Investors & Enhance Compliance
Disruptions to critical, or important business services can have far-reaching consequences not just for the financial services, but national economies…
30th January 2025 10:30FIND OUT MORE
LearningLive Learning
PIMFA Live Online Training: Operational Resilience Self-Assessment: Writing and preparing your document to meet the FCA’s March 2025 deadline
Are you ready to demonstrate operational resilience by 31 March 2025? Be under no illusion your firm’s Operational Resilience Self-Assessment…
10th February 2025 09:30FIND OUT MORE
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