PIMFA Response Papers

PIMFA responds on behalf of our membership to numerous key issues within our industry. We do this via vital feedback and discussion with member firms via our committees, working parties and industry forums.

From this member feedback PIMFA create responses to consultation documents and discussion papers issued by bodies such as the UK’s regulator, the Financial Conduct Authority (FCA), Government departments and many European and International bodies.

194 papers found. Page 2 of 10.

Consultation Response
PIMFA written evidence to Home Affairs Committee Inquiry into Fraud

Month Published: October 2023

2023 Consultation Responses

Consultation Response
PIMFA’s response to HM Treasury Consultation on Reform of the AML/CTF Supervisory Regime

Month Published: September 2023

2023 Consultation Responses
HM Treasury

Consultation Response
PIMFA Response to HM Treasury; Ban on Cold Calling for Consumer Financial Services and Products – Consultation and Call for Evidence

Month Published: September 2023

2023 Consultation Responses
HM Treasury

Consultation Response
PIMFA response to HMT Digitisation Taskforce Interim Report

Month Published: September 2023

2023 Consultation Responses
HM Treasury

Consultation Response
PIMFA Response to FCA’s Rules Review Framework

Month Published: September 2023

2023 Consultation Responses
FCA

Consultation Response
PIMFA’s response to FCA PS23/7; Broadening retail access to the long-term asset fund

Month Published: August 2023

2023 Consultation Responses
FCA

Consultation Response
PIMFA response to Financial Services Regulation – Measuring Success – Call for Proposals

Month Published: July 2023

2023 Consultation Responses
HM Treasury

Consultation Response
PIMFA response to HMT consultation on regulating ESG ratings providers

Month Published: July 2023

2023 Consultation Responses
HM Treasury

Consultation Response
PIMFA response to HM Revenue & Customs consultation: ‘Stamp Taxes on Shares modernisation’

Month Published: June 2023

2023 Consultation Responses
HMRC

Consultation Response
PIMFA response to Department of Science, Innovation and Technology (DSIT) and Office for Artificial Intelligence (OAI) policy paper ‘A pro-innovation approach to AI regulation’

Month Published: June 2023

2023 Consultation Responses

Consultation Response
PIMFA Response to HMT UK Investment Research Review: Call for Evidence

Month Published: June 2023

2023 Consultation Responses
HM Treasury

Discussion Paper
PIMFA response to FCA PRA DP23/3: Review of the Senior Managers and Certification Regime

Month Published: May 2023

2023 Discussion Paper Responses
FCA

Consultation Response
PIMFA response to HMT Senior Managers & Certification Regime: Call for Evidence

Month Published: May 2023

2023 Consultation Responses
HM Treasury

Discussion Paper
PIMFA Response to FCA DP23/2: Updating and improving the UK regime for asset management

Month Published: May 2023

2023 Discussion Paper Responses
FCA

Discussion Paper
PIMFA response to FCA DP23/1 Finance for positive sustainable change: governance, incentives and competence in regulated firms

Month Published: May 2023

2023 Discussion Paper Responses
FCA

Consultation Response
PIMFA Reponse to HM Treasury: Call for Evidence – UK Investment Research Review

Month Published: April 2023

2023 Consultation Responses
HM Treasury

Discussion Paper
PIMFA Response to FCA DP22/6: Future Disclosure Framework

Month Published: March 2023

2023 Discussion Paper Responses
FCA

Consultation Response
PIMFA Response to HM Treasury: PRIIPs and UK Retail Disclosure

Month Published: March 2023

2023 Consultation Responses

Consultation Response
PIMFA response to CP22/24 Broadening access to financial advice for mainstream investments

Month Published: February 2023

2023 Consultation Responses
FCA

Discussion Paper
PIMFA response to Bank of England Discussion Paper 5/22: ‘Artificial Intelligence and Machine Learning’ – FCA DP22/4: ‘Artificial Intelligence’

Month Published: February 2023

2023 Discussion Paper Responses
FCA

Page 2 of 10

The scope of regulation is increasing all the time and one of PIMFA’s key objectives is to ensure this regulation is proportionate and fair, bringing real benefits to the investment management and financial advice community and their clients.

Past consultation responses from WMA and APFA can be accessed via their respective archives.

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PIMFA Response Papers