PIMFA Response Papers

PIMFA responds on behalf of our membership to numerous key issues within our industry. We do this via vital feedback and discussion with member firms via our committees, working parties and industry forums.

From this member feedback PIMFA create responses to consultation documents and discussion papers issued by bodies such as the UK’s regulator, the Financial Conduct Authority (FCA), Government departments and many European and International bodies.

205 papers found. Page 4 of 11.

Consultation Response
PIMFA’s response to FCA Quarterly Consultation No 35 – CP 22/4

Month Published: April 2022

2022 Consultation Responses

Consultation Response
PIMFA’s response to the FCA Compensation Framework Review

Month Published: March 2022

2022 Consultation Responses
FCA

Consultation Response
PIMFA’s response to FCA’s Call for Evidence on Improving the Appointed Representatives Regime

Month Published: March 2022

2022 Consultation Responses
FCA

Consultation Response
PIMFA response to A New Consumer Duty – Feedback to CP21/3 and further consultation

Month Published: February 2022

2022 Consultation Responses
FCA

Consultation Response
PIMFA’s response to HM Treasury; Future Regulatory Framework Review Financial Services Strategy

Month Published: February 2022

2022 Consultation Responses
HM Treasury

Discussion Paper
PIMFA’s response to FCA; DP 21/4: Sustainability Disclosure Requirements (SDR) and investment labels

Month Published: January 2022

2022 Discussion Paper Responses
FCA

Consultation Response
PIMFA’s response to FCA Consultation CP 21/28: New cancellation and variation power; Changes to the Handbook and Enforcement Guide

Month Published: October 2021

2021 Consultation Responses
FCA

Consultation Response
PIMFA response to HM Treasury Call for Evidence on the Economic Crime Levy legislative consultation

Month Published: October 2021

2021 Consultation Responses
HM Treasury

Consultation Response
PIMFA’s response to HM Treasury’s Call for Evidence on the Review of the UK’s AML/CTF regulatory and supervisory regime

Month Published: October 2021

2021 Consultation Responses
HM Treasury

Consultation Response
PIMFA’s response to HM Treasury’s consultation on Amendments to the Money Laundering Regulations 2017

Month Published: October 2021

2021 Consultation Responses
HM Treasury

Consultation Response
PIMFA’s Response to HM Treasury Consultation on the Wholesale Markets Review

Month Published: October 2021

2021 Consultation Responses
HM Treasury

Discussion Paper
PIMFA’s response to the joint FCA, PRA and the Bank of England; DP 21/2 Diversity and Inclusion in the Financial Sector – Working Together to Drive Change

Month Published: October 2021

2021 Discussion Paper Responses
FCA
HM Treasury

Consultation Response
PIMFA’s response to FCA CP21/23: PRIIPs – Proposed scope rules and amendments to RTS

Month Published: September 2021

2021 Consultation Responses
FCA
HM Treasury

Consultation Response
PIMFA’s response to the Joint Committee on Draft Online Safety Bill

Month Published: September 2021

2021 Consultation Responses
House of Commons

Consultation Response
PIMFA’s response to FCA CP21/17: Enhancing climate-related disclosures by asset managers, life insurers, and FCA-regulated pension providers

Month Published: September 2021

2021 Consultation Responses
FCA

Consultation Response
PIMFA response to A new consumer duty

Month Published: August 2021

2021 Consultation Responses
2021 Press Release
FCA

Consultation Response
PIMFA response to FCA CP21/9; Changes to UK MiFID’s conduct and organisational requirements

Month Published: June 2021

2021 Consultation Responses
FCA

Consultation Response
PIMFA’s response to CP21/7; A new UK Prudential regime for MIFID investment firms

Month Published: June 2021

2021 Consultation Responses
FCA

Consultation Response
PIMFA’s response to CP21/8 FCA regulated fees and levies: rates proposals 2021/22

Month Published: May 2021

2021 Consultation Responses
FCA

Consultation Response
PIMFA consultation response on restricting CMC charges for financial products and services claims

Month Published: April 2021

2021 Consultation Responses
FCA

Page 4 of 11

The scope of regulation is increasing all the time and one of PIMFA’s key objectives is to ensure this regulation is proportionate and fair, bringing real benefits to the investment management and financial advice community and their clients.

Past consultation responses from WMA and APFA can be accessed via their respective archives.

Featured Events

PIMFA Women’s Symposium 2025

Upcoming Events

Submit an Industry Event

PIMFA Learning Library

PIMFA Response Papers