Skip to content
PIMFA
Microsites⇣⇡
> Advisers’ Sustainability Group
> Talent, Inclusion, Diversity & Equity
> Under 40 Leadership Committee
> Wealthtech
0
  • X
  • Linkedin
  • Instagram
  • TikTok

  • Keywords

  • Reset
  • Register
  • Login
MENUMENU
  • PIMFA
  • Our Work
    • column
      • Regulatory Policy and Compliance
      • Public Affairs
      • Operations
      • Advisers’ Sustainability Group
      • Talent, Inclusion, Diversity and Equity
    • column
      • Under 40 Leadership Committee
      • PIMFA Wealthtech
      • PIMFA Groups
      • Guides
      • Thought Leadership
    • column
      • Consultation Responses
      • PIMFA Discussion Paper Responses
      • make it. Campaign
  • Managing Your Money
    • column
      • Find a Firm
      • FAQ's
      • Investment Fraud
    • column
      • Jargon Buster
      • Legal Entity Identifiers
  • Indices

    • Private Investor Index Series

    • Equity Risk Index Series

    • Compare My Allocations

    • column
      • The MSCI PIMFA Private Investor Index Series
      • Further Information (Private Investor Index Series)
      • Current Asset Allocation
      • Recent/Historic Asset Allocations (Private Investor Index Series)
      • Index Values (Private Investor Index Series)
    • column
      • The MSCI PIMFA Equity Risk Index Series
      • Further Information (Equity Risk Index Series)
      • Current Asset Allocation
      • Recent/Historic Asset Allocations (Equity Risk Index Series)
      • Index Values (PIMFA Equity Risk Index Series)
    • See how the strategic asset allocations of your firms’ model portfolios compare to the industry. FIND OUT MORE
  • Events & Learning
        • PIMFA Events
        • PIMFA Learning
        • Industry Events
        • Past Events

        • Featured Events

          Jan 14

          PIMFA Webinar: CASS: The calm before the s166 storm

          14th January 2025 @ 11:00 - 12:00

          View More…

        • Upcoming Events

          • PIMFA Webinar: CASS: The calm before the s166 storm
          • PIMFA Webinar: CASS Skilled Person Review: How to Respond, Tackle and Avoid Action
          • PIMFA Learning: The SMF Regulatory Briefing Programme 2025 – All You Need to Know About Everything That Matters Most
          • PIMFA Learning: Vulnerable Customers: Applying and Implementing PIMFA’s guidance in your firm

        • Submit an Industry Event

          Tell PIMFA about your events from in and around our Industry.

          Submit Event


        • PIMFA Learning Library

          You can now access archive material from PIMFA Learning Events as they happen.

          Use your PIMFA website account to watch previous webinars on demand and download training materials as and when you need them.

          Browse Library
  • News & Research
    • column
      • PIMFA Discussion Paper Responses
      • PIMFA Consultation Responses
      • Press Release
      • Research
    • column
      • PIMFA Blogs
      • Guest Blogs
      • PIMFA Bulletin
      • PIMFA Journal
  • Become a Member
  • Top
MENUMENU
  • Our Work
    • Regulatory Policy & Compliance
    • Public Affairs
    • Operations
    • Advisers’ Sustainability Group
    • Under 40 Leadership Committee
    • PIMFA Wealthtech
    • Talent, Inclusion, Diversity and Equity
    • PIMFA Groups
    • make it. Campaign
    • Guidelines
    • Thought Leadership
    • Consultation Responses
  • Managing Your Money
  • Indices
  • Events & Learning
  • News & Research
  • Become a Member
  • Register
  • Login

PIMFA’s response to FCA DP20/2: A new UK Prudential regime for MIFID investment firms

  • Home
  • PIMFA Consultation Responses
  • Recipient
  • FCA
  • PIMFA’s response to FCA DP20/2: A new UK Prudential regime for MIFID investment firms
Posted on September 23, 2020September 17, 2024 by Giulia Lupato
Download File
23.09.2020-FCA-PIMFA Consultation Response to DP20/2 on A New UK Prudential Regime for MIFID investment Firms-Consultation-Responses

Post navigation

Previous PostPrevious PIMFA Response to FCA CP19/32: Building Operational Resilience: Impact Tolerances for Important Business Services
Next PostNext PIMFA’s response to Guidance Consultation 20/3: Guidance for firms on the fair treatment of vulnerable customers

Quick Links

  • PIMFA Navigation Video
  • Managing Your Money
  • Events
  • News & Research
  • Careers at PIMFA
  • About Us
  • Contact Us

Info & Social

  • Legal
  • Terms and Conditions
  • PIMFA Brand
Copyright © PIMFA 2024. All Rights Reserved. Web Development by HUB.
  • X
  • Linkedin
  • Instagram
  • TikTok

Upcoming Events

  • PIMFA Webinar: CASS: The calm before the s166 storm
  • PIMFA Webinar: CASS Skilled Person Review: How to Respond, Tackle and Avoid Action

Recent News

  • SDR – The Devil’s in the Timeline
    August 8, 2024
  • Is more personalisation the answer?
    November 19, 2023

Policy Feedback

[theme-my-login show_links=”0″]

Forgotten Password?