PIMFA Guidance: The Senior Managers and Certification - Version 2 (May 2019)

SMCR came into force for investment firms on 9th December 2019. SMCR has affected all firms, large and small, and has had an impact in some form on the majority of staff working within investment firms. PIMFA’s guidance has been drafted following consultation with our two working groups which addressed issues impacting on core and enhanced firms respectively.

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